Corporate Compliance, Ltd.
Are the following statements about the
Federal Sentencing Guidelines for Organizations TRUE or FALSE?
  1. Only large corporations need a compliance program under the FederalSentencing Guidelines. [T] OR [F]
  2. A non-profit organization, such as non-profit hospital, needs acompliance program. [T] OR [F]
  3. Banks are exempt from a corporate compliance program under theSentencing Guidelines because they must be audited by aCPA firm, every year, by law. [T] OR [F]
  4. If an employee commits a criminal act his immediate boss can beheld responsible, but not members of the board ofdirectors. [T] OR [F]
  5. Only individuals convicted of criminal acts can be placed onprobation. An organization can only be subjected to fines and other monetary penalties. [T] OR [F]

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Corporate Compliance, Ltd.
152 Kentview Drive
Carmel, NY 10512
Telephone: (845)225-6822
Fax: (845)225-3930

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